1. Article 36 If a securities firm is ordered to close business for administrative liquidation by securities regulatory authority under the State Council, it should be executed according to related prescription of this chapter.
第三十六条证券公司被国务院证券监督管理机构依法责令关闭,需要进行行政清理的,比照本章的有关规定执行。
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2. Article 57 Where a securities firm carries out securities brokerage business, its customer`s trading settlement funds shall be deposit in the designated commercial bank, and shall be managed separately in the name of each customer.
第五十七条证券公司从事证券经纪业务,其客户的交易结算资金应当存放在指定商业银行,以每个客户的名义单独立户管理。
3. The board of directors of a listed company shall issue opinions expressly on the self-examination report of the purchasers, and engage a certified accountant firm, which has the qualifications of practicing securities business, or financial counselors to make special examination on the business status of the listed company during the transition period, and issue opinions on the comparison of the outstanding achievements of the company before and after the transfer of actual controlling right, whether the purchasers have failed to pay off the debts owed to the company, or failed to rescind the guaranty provided by the company or other circumstances of impairing the interests of the company; in case of any of the above-mentioned circumstances, the board of directors of the listed company shall take effective measures to protect the interests of the listed company.
上市公司董事会应当就收购人的自查报告出具明确意见,并聘请具有证券从业资格的注册会计师事务所或财务顾问对过渡期间上市公司经营情况进行专项核查,并就转移实际控制权前后公司业绩对比、收购人是否存在未清偿其对公司的负债、未解除公司为其提供的担保或者存在其他损害公司利益的情形出具意见;如存在上述情形的,上市公司董事会应当采取切实有效措施维护上市公司利益。
4.
4. Article 10 The entrusted securities firm should undertake custody fee and business operation cost during custody.
第十条 被托管证券公司应当承担托管费用和托管期间的营运费用。
5. Some of the world`s largest banks and securities firm by market capitalization are now Chinese.
目前,全球市值最大的一部分银行和证券公司已经来自中国。
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6. The world`s largest bank and securities firm by market capitalization are now both Chinese.
目前,全球市值最大的银行和证券公司均出自中国。
7. The assets custodian organs shall perform duties of safeguarding the customer`s trust assets, handling the collection and payment of the funds and supervising the investment activities of the securities firm according to the provisions of the securities regulatory agency under the State Council and the securities assets management contract.
资产托管机构应当按照国务院证券监督管理机构的规定和证券资产管理合同的约定,履行安全保管客户的委托资产、办理资金收付事项、监督证券公司投资行为等职责。
8. That move salvaged, at least for now, part of the once-proud securities firm.
这至少在眼下拯救了这家曾经颇受尊敬的证券公司的一部分。
9. 公共查询·英语单词
9. Secondly, the Securities Investment Funds monopolize the market. They make profits mainly depending on stock price premium and face redemption pressures. It''s the characteristics of China''s institutional investors that create the special market influence.2. While a stock''s future return is unrelated to the firm''s past accounting-based performance, it is strongly negatively related to the intangible information return. The BM effect results from investor overreaction to intangible information of past firm return.
本文的主要研究结论如下:第一,与国外发达市场的机构投资者相比,我国的机构投资者还面临着一些问题:规模小和实力不足使得我国机构投资者抵御系统性风险的能力普遍较差;市场结构不合理,证券投资基金占垄断地位,普遍面临市场赎回压力,易引发动量交易行为和羊群行为;机构投资者对中国资本市场而言仍是新兴事物,在发展过程中一定存在着不完善之处,但不能因为这些不足而否定机构投资者的专业化,因此机构投资者对市场的影响要具体问题具体分析。
10. The OTC market is an interdealer market linked by computer terminals to National Association of Securities Dealers member firm across the country.
柜台交易市场是一个通过链接到全国NASD会员公司的中介市场。
11. The securities purchased are the firm`s collateral for the loan to you.
你买入的证券将成为公司贷款给你的抵押。
12. We are a securities trading firm trading the world''s major stock markets.
我们是一间即时交易公司,主要业务是买卖全球交易所的股票。
13. 911查询·英语单词
13. To inspect computer information management system of a securities firm and copy relevant data materials.
检查证券公司的计算机信息管理系统,复制有关数据资料。
14. securities firm是什么意思
14. At present, the securities brokerage firm of assets, almost all of the realization of third-party custodian.
目前,资产证券经纪公司,几乎所有的第三方托管实现。
15. Where any shareholder and actual holder of a securities firm force, incite, assist or accept the securities firm to provide financing or warranty with assets of stock brokerage clients or stock-asset management clients
证券公司股东、实际控制人强令、指使、协助、接受证券公司以证券经纪客户或者证券资产管理客户的资产提供融资或者担保
16. The list of the holders of B stocks is kept under the care of the issuing firm and the Shenzhen Securities Registration Co.
第十九条 B种股票的股东名簿由发行公司、深圳证券登记有限公司保管。
17. The firm can force the sale of securities or other assets in your account.
公司可以强制平仓你的证券或其他资产。
18. The board secretary is an officer of the securities firm.
董事会秘书为证券公司高级管理人员。
19. securities firm
19. This responsible person shall not take management position of the securities firm in the same time.
合规负责人不得在证券公司兼任负责经营管理的职务。
20. 911查询·英语单词
20. With the Ministry of finance and investment company securities, intellectual property and high-tech Department, the Department of Real Estate and Construction, International Affairs, the Department of Civil and Commercial agents, the Criminal Division, Department of Quality Management, and has offices in Beijing, Large-scale specialized, comprehensive law firm.
设有金融投资部、公司证券部、知识产权与高新技术部、房地产与建筑工程部、国际事务部、民商代理部、刑事诉讼部、质量管理部,并在北京设有办事处,是大型的专业化、综合性律师事务所。
1. PetroChina will develop its own coalbed methane business after quitting the firm, the China Securities Journal this month cited industry sources as saying.
2. Chief Executive Officer Richard Fuld is striving to convince investors that the No 4 US securities firm will stem losses as housing prices fall.
3. The Sichuan Assets Supervision and Administration Commission later led a restructuring of the securities firm.
4. CAMC manages more than 260 billion yuan and is China''s biggest fund management firm, making it a big contributor to CITIC Securities''revenue.
5. The securities investment counselling firm will offer institutional and individual investors market research on securities and other related products.
6. It was the first US securities firm to collapse due to the European debt crisis.
7. Yang said a securities firm employee and another suspect are under investigation for defamation.
8. An investor appears distressed as an electronic board shows declining stock prices at a securities firm in Shanghai yesterday.
9. The SIPC was created by Congress in 1970 to protect investors when a brokerage firm fails and cash and securities are missing from accounts.
10. The Chinese brokerage''s market value has more than quadrupled this year to $ 50 billion, making it Asia''s largest securities firm.